Jurisdictions/Mauritius/VAITOS Class I -Advisory
馃嚥馃嚭MauritiusFinancial Services Commission (FSC) Mauritius

VAITOS Class I -Advisory

License for providing advisory services on virtual asset investments and strategy consulting.

VAITOS Act 2021, Securities Act 2005

Capital Required

MUR 3,000,000 (approx. USD 67,000)

Timeline

3-6 months

Fees

USD 1,000-2,000 application + USD 2,000-3,000 annual

Regulatory Body

Financial Services Commission (FSC) Mauritius

Legislative Framework

Virtual Asset and Initial Token Offering Services Act 2021 (VAITOS Act), Financial Services Act 2007, Securities Act 2005

Last updated: August 2025

Key Requirements

1

Minimum paid-up capital of MUR 3,000,000 with quarterly capital adequacy reports to FSC

2

Comprehensive advisory framework with documented investment advisory process and suitability procedures

3

Conflict-of-interest management policies addressing tied relationships, fee arrangements, and trading restrictions

4

Chief Compliance Officer with investment advisory experience and FSC fit-and-proper approval

5

Professional indemnity insurance of minimum MUR 750,000 covering advisory errors and liabilities

6

Clear advisory agreements aligned with Securities Act specifying service scope, fees, and disclaimers

7

Portfolio management documentation systems recording investment recommendations and assessments

8

Annual professional development requirements for advisory staff with maintained certifications documented

Application Process

1

Submit VAITOS Class I advisory license application with description of advisory services and segments

2

Provide organizational structure with Chief Compliance Officer CV and investment advisory background

3

Include compliance manual with suitability assessment procedures, conflicts-of-interest policies, and standards

4

Submit sample advisory agreements, fee schedules, and prospectuses aligned with FSC transparency

5

Provide evidence of minimum capital MUR 3,000,000 and professional indemnity insurance certificate

6

FSC review and approval following evaluation of advisory process and client protection framework

Expected Total Timeline

3-6 months

Ongoing Obligations

After obtaining your VAITOS Class I -Advisory, these are the continuing compliance requirements you must maintain.

Quarterly compliance certifications confirming adherence to suitability standards and conflicts management

Quarterly capital adequacy reports and annual independent audit by FSC-approved auditors

Annual fit-and-proper assessments for Chief Compliance Officer with mandatory VARA notification of changes

Annual review of professional indemnity insurance with renewal certificates provided to FSC

Quarterly reporting of material client complaints and disputes with written analysis and actions

Maintain documentation systems for regulatory audits with full access to advisory files and communications

Cost Summary

Capital Requirement

MUR 3,000,000 (approx. USD 67,000)

Application & Licensing Fees

USD 1,000-2,000 application + USD 2,000-3,000 annual

Jurisdiction Setup Cost

$15,000-$35,000

Annual: $20,000-$50,000

Need help with VAITOS Class I -Advisory?

Our team manages the full Mauritius licensing process -from application preparation through post-approval implementation.

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